SENIOR LEADERSHIP

FOCUS

DISCIPLINE

RESULTS

Joseph R. Schmuckler

Chief Executive Officer, Managing Director

Anson H. Beard

President, Managing Director

Walter D. Bayne

Chief Operating Officer, Managing Director

Leon H. Chen

Chief Technology Officer, Managing Director

Thomas O. Herrick

Chief Investment Officer, Head of Risk, Managing Director

Kevin D. Spence

Chief Compliance Officer, Director

Elizabeth L. Stagg

Head of Human Resources, Director

Thomas H. Tullidge Jr.

Chief Strategy Officer, Legal & Finance, Managing Director

Kara M. Valentine

Chief Marketing Officer and Head of Business Development, Managing Director